|
| |
|
|
|
AMERICAN EXPRESS CO
AMERICAN EXPRESS TOWER
200 VESEY STREET, 49TH FLOOR
NEW YORK, NY 10285
(212) 640 - 2000
www.americanexpress.com |
| UPGRADE
& DOWNGRADE HISTORY |
| Date |
Grading |
From |
To |
Analyst |
| 23-Jan-01 |
UPGRADE
 |
NT Accumulate |
NT Buy |
Merrill Lynch |
| 4-Jan-01 |
DOWNGRADE
 |
Buy |
Attractive |
Bear Stearns |
| 4-Dec-00 |
DOWNGRADE
|
Buy |
Market Perform |
Deutsche Bc Alex. Br |
| 12-Oct-00 |
UPGRADE
|
Market Outperform |
Recommended List |
Goldman Sachs |
| 11-Oct-00 |
INITIATED
 |
at Hold |
|
CSFB |
| 29-Sep-00 |
INITIATED
|
at Outperform |
|
ABN AMRO |
| 14-Sep-00 |
INITIATED
|
at Hold |
|
First Union Sec |
| 21-July-00 |
UPGRADE
|
Hold |
Strong Buy |
Prudential |
| 1-June-00 |
INITIATED
|
at Market Perform |
|
Banc of America Sec |
| 13-Apr-00 |
INITIATED
|
at Neutral |
|
Lehman Brothers |
| 11-Jan-00 |
INITIATED
|
at Buy |
|
CSFB |
| 29-Oct-99 |
DOWNGRADE
|
Strong Buy |
Outperform |
Morgan Stanley Dean Witter |
| 29-Oct-99 |
DOWNGRADE
|
Attractive |
Neutral |
PaineWebber |
| 29-Oct-99 |
DOWNGRADE
|
Outperform |
Perform-In-Line |
Schroder & Co |
| 26-Oct-99 |
DOWNGRADE
|
Buy |
Hold |
CIBC World Markets |
| 15-Sep-99 |
DOWNGRADE
|
Strong Buy |
Accumulate |
Prudential |
| 13-Sep-99 |
INITIATED
|
at NT Accum/LT Buy |
|
Merrill Lynch |
| 7-June-99 |
UPGRADE
|
Accumulate |
Strong Buy |
Prudential |
| 23-Apr-99 |
DOWNGRADE
|
Strong Buy |
Buy |
CIBC Oppenheimer |
| 5-Apr-99 |
INITIATED
|
at Market Perform |
|
DLJ |
| 23-Mar-99 |
INITIATED
|
at Accumulate |
|
Prudential |
| 18-Mar-99 |
INITIATED
|
at Buy |
|
JP Morgan |
| 4-Mar-99 |
INITIATED
|
at Buy |
|
Salomon Smith Barney |
| 26-Feb-99 |
INITIATED
|
at Buy |
|
Piper Jaffray |
| 26-Jan-99 |
UPGRADE
|
Neutral |
Attractive |
PaineWebber |
| |
|
|
|
|
|
